DPXCFDelphX Capital Markets Inc.

About DelphX Capital Markets Inc. (DPXCF)

DelphX Capital Markets Inc. (DPXCF) is a Capital Markets company headquartered in TORONTO, ON, Canada whose shares trade over-the-counter on the OTCQB tier.

DelphX is a technology and financial services company focused on bringing new and exciting alternatives to structured product and credit markets. Through its special purpose vehicle Quantem and its broker-dealer DelphX Services Corp, it enables fixed income dealers to offer new Rule 144A securities that optimally transfer and diffuse credit risk, while allowing the enhancement of yield. All CPOs and CRNs are issued by Quantem, collateralized by US Treasuries and held in custody by BNY Mellon. At no time does DelphX (or Quantem) hold any securities or funds on behalf of third parties. DelphX has officially launched its products to the institutional buyside and broker-dealer community and anticipates near term adoption and monetization especially as economic and market conditions continue to demonstrate the need for risk mitigation and yield enhancement in credit portfolios.

Products and services

DelphX is a financial innovation company that has designed two new private placement securities to provide protection for investors against losses in the fixed income market. The Company operates the issuance of its proprietary products under a wholly-owned special purpose vehicle called “Quantem”. The development of these two new securities is the result of a multi-year collaboration with bond investment and trading companies, who have seen a diminishing ability to protect against risks associated with rating changes, in an industry which is receptive to new solutions and novel alternatives. This problem is significant, because it causes institutional investors, banks, dealers, pension funds and insurance companies to tie up additional capital to offset potential liabilities within their existing portfolios. To solve these problems, DelphX created two proprietary private placement securities solutions that offer both secure risk protection and enhanced returns for currently issued underlying bonds: Collateralized Put Options (“CPOs”) and Collateralized Reference Notes (“CRNs”). CPOs and CRNS are both private placement securities. All CPOs and CRNs are issued by Quantem, collateralized by US Treasuries and held in custody by BNY Mellon. At no time does DelphX (or Quantem) hold any securities or funds on behalf of third parties.

DPXCF key facts

Ticker symbol

DPXCF

Market tier

OTCQB

Sector

Financial Services

Industry

Capital Markets

Headquarters

TORONTO, ON, Canada

Country of incorporation

CA

Year of incorporation

2016

Employees

3

Estimated market cap

$11.86M (as of May 9, 2025)

Shares outstanding

197,659,183

Reporting standard

International Reporting: TSX Venture Exchange

Audit status

Audited

Fiscal year end

12/31

Latest filing

Quarterly Report (Sep 30, 2024)

DelphX Capital Markets Inc. leadership

• Patrick Wood — CEO
• William Albert Hahn — CFO
• George R Wentworth — Director, Ops.

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